SOX Compliance | Ensure Financial Integrity & Data Security

SOX Explained

Building Trust Through Transparency and Security

The Sarbanes-Oxley Act (SOX) is a federal law that mandates strict financial reporting and internal controls for publicly traded companies. Beyond meeting regulatory requirements, SOX compliance demonstrates your organization’s commitment to transparency, accountability, and data security. Our services provide the expertise needed to align your financial reporting and IT infrastructure with SOX standards.

Prevent Internal Financial Fraud

SOX compliance enforces internal controls to safeguard against errors and fraudulent activities.

Strengthen Investor Confidence

Accurate reporting and transparent practices bolster your credibility with stakeholders and investors.

Risk Assessments and Gap Analysis

Identify gaps in your financial controls and IT systems, and receive actionable insights to address them effectively.

Internal Controls Implementation

Develop and enforce internal controls to meet SOX requirements, including data integrity, access management, and system security.

Audit-Ready Documentation

Prepare detailed reports and documentation to demonstrate compliance during audits, ensuring a seamless review process.

Continuous Monitoring and Support

Proactively monitor financial systems and IT infrastructure to maintain compliance and address emerging risks.

Expanding Beyond SOX Compliance

Looking for other Compliance Frameworks?

Not publicly traded or required to be SOX compliant but still looking to increase controls? Check out the frameworks listed below.

HIPAA Compliance

Security and confidentiality of healthcare data with tailored solutions for HIPAA compliance.

PCI-DSS Compliance

Protect cardholder information and meet payment security standards with expert guidance.

GDPR Compliance

Align with EU data privacy regulations to safeguard personal information and maintain global business trust.

CMMC Compliance

Achieve Cybersecurity Maturity Model Certification (CMMC) to secure federal contracts and protect sensitive data.

Compliance As A Service

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Frequently asked questions

Everything you need to know about the SOX Compliance.

What is SOX compliance, and why is it important?

SOX compliance ensures that publicly traded companies have robust financial reporting and internal controls to prevent fraud and inaccuracies. It’s critical for regulatory adherence and investor trust.

Who needs to comply with SOX?

SOX compliance is mandatory for all publicly traded companies in the United States and their subsidiaries, as well as certain private companies preparing to go public.

How does cybersecurity fit into SOX compliance?

SOX requires IT controls to secure financial systems and protect sensitive data, ensuring the integrity of financial reporting processes.

What support do you provide for SOX audits?

We offer audit preparation, including risk assessments, internal control implementation, and detailed documentation to demonstrate compliance during audits.

How often should SOX compliance reviews be conducted?

Regular reviews are essential, typically conducted annually, for compliance and adapting to changing regulations or business operations.